related persons shall include at least the following details: (1) the relationship between the mutual fund and the person who will sell, distribute, transfer, let out, or grant the right to assets of an
to submit the report. In this regard, the SEC Office will grant the exemption when the request is necessary and appropriate. Chapter 6 Minimum Particulars Required in the Sukuk Certificate ____________
. Purposes of Data Processing Data Processing Activities Work Areas Legal Basis for Data Processing The SEC Office collects your personal data in order to grant approval for the offer for sale, filing, report
urgent and necessary causes supporting the grant of relief. Department in charge of appeal consideration shall consider the motion under the first paragraph urgently and prepare an opinion to the
regulations under Chapter 7/1. Clause 4 In the case where there is a necessary and reasonable ground, the SEC Office may grant a waiver for an intermediary from complying with any rule under this Notification
loan xxx xxx Receivable grant assets as collateral xxx xxx Other receivables (xxx) (xxx) Total securities business account receivable Plus accrued interests xxx xxx Subtract allowance for doubtful
20.. 20.. (Translation) -33- Receivables bought securities by cash xxx xxx Margin loan xxx xxx Receivable grant assets as collateral xxx xxx Other receivables (xxx) (xxx) Total securities business
detail: securities business account receivables 20.. 20.. (Translation) -33- Receivables bought securities by cash xxx xxx Margin loan xxx xxx Receivable grant assets as collateral xxx xxx Other