alleged person is considered committing a violation, [the authority] shall determine and order an imposition of administrative sanction. The SEC Office shall notify the alleged person of the result of

instigator or an abettor, etc.; (5) the complicated nature of the act or the tool used in committing such act, such as using a disguised name of other person or establishing a company for concealment, etc.; (6

persons, for example, seeking or exploiting any benefit for oneself, securities companies or other persons by virtue of own position or committing a fraud in an examination. Division 2 Effects of Possessing

, securities companies or other persons by virtue of own position or committing a fraud in an examination. Division 2 Effects of Possessing of Prohibited Characteristics Clause 32 In case a person possessing the

(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...

, securities companies or other persons by virtue of own position or committing a fraud in an examination. Division 2 Effects of Possessing of Prohibited Characteristics Clause 32 In case a person possessing the