Bangkok, June 3, 2016 ? The SEC has revoked approval of an equity investment consultant named Veerachai Pasutanon and a capital market investment consultant named Jakkrit Hongnakorn, for committing
for a period of four months and 40 days, respectively.In the case of {A}, who was a securities investment consultant and a branch manager at KASIKORNBANK Public Company Limited (KBANK) while committing
allowed Wichai to use the document in committing the said acts. The SEC therefore requested the DSI to investigate whether the act of such company secretary would be considered aiding or abetting Wichai?s
the documents in committing the said acts. The SEC therefore requested the DSI to investigate whether the act of such company secretary would be considered aiding or abetting {A}'s fraudulent act.In
perform duties or provide services with loyalty by committing wrongdoing against investor assets. Both cases constitute prohibited characteristics for personnel in the capital market business under the
executive of any securities issuing company or securities company for a period of 28 months each; In addition, at the time of committing his offenses, Boonchai was director and/or executive of THE. The CSC
, compensate for the benefits received from committing the offenses and reimburse for the investigative offenses, at the total amount of 7,660,441 baht; (2) Jeeranan was subject to a civil penalty, compensate
lower than those specified by the CSC. In all cases, the civil penalties and the compensations for the benefits received or would have been received from committing the offenses shall be remitted to the
penalties and the compensations for the benefits received or would have been received from committing the offenses shall be remitted to the Ministry of Finance as public revenue. Remark: * Section 317/1 of
shall not be lower than those specified by the CSC. In all cases, the civil penalties and the compensations for the benefits received or should have been received from committing the offenses shall be