frameworks to drive innovation and further benefit for the public. Ms. Ruenvadee Suwanmongkol, Secretary-General of the SEC, states that the SEC, as the regulator for digital asset business operators, has
, opportunities and threats.As a capital market regulator and policymaker, the SEC has been promoting gender equality, diversity, women’s participation in board roles and the Women’s Empowerment Principles (WEPs
Scorecard 2013/2014.Moreover, the SEC has put a lot of efforts to uplift audit quality which has gain international recognition. This has been evidenced by International Forum of Independent Audit Regulator
International Forum of Independent Audit Regulator or IFIAR?s acceptance as a member showing that the SEC is independent from the professionals and auditor supervision in line with international practices. In
meeting with clients when an account is opened / the first transaction is processed, provided that the following criteria are met: (1) the financial institution is under supervision of a financial regulator
institution is under supervision of a financial regulator and is subject to anti-money laundering and terrorist financing regulatory and oversight regime that is comparable to international standards accepted
ETF” means a share of investment company or unit trust issued under collective investment scheme in the category of exchange-traded fund established under law of foreign jurisdiction; “foreign regulator
regulator. “ market maker ” means a person who is appointed to provide trading of ETF units for ensuring that their market price in the secondary market approximates the net asset value of such ETF units
the government or securities regulator. “market maker” means a person who is appointed to provide trading of ETF units for ensuring that their market price in the secondary market approximates the net