Bangkok, December 23, 2013 - The SEC suspended three financial advisor supervisors, namely {A}, then an employee of {X1} Co., Ltd., {B} of {X1} Co, Ltd., and {C} of {X2} Plc. The suspension resulted
-zero greenhouse gas emission goals.In the APRC meeting and EU-Asia Pacific Regulatory Forum, which the SEC Secretary-General and management team took part, member regulators shared their insights and
, EU-Asia Pacific Regulatory Forum, SFC Regional Securities Regulatory Leadership Symposium and ASIFMA Gala Dinner. At the meetings, senior securities regulators and top executives from private sector
The SEC is hosting the Asia Pacific Takeovers Regulators Conference 2019, an annual platform for expanding cooperative network within the region and sharing views on regulatory frameworks and
appropriate investor protection. “Through this conference, we can expect to see stronger cooperation among regional regulators, sharing of knowledge, views, technical expertise and other experiences
Bangkok, April 1, 2013 ? The ASEAN Capital Markets Forum (ACMF) announced today that the securities regulators in Malaysia, Singapore and Thailand have implemented the ASEAN Disclosure Standards
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), delivered a keynote speech on “Expectations for Management Accountants from the Regulators
The Securities and Exchange Commission, Thailand (SEC) hosted the 10th Asia Pacific Regulators’ Dialogue on Market Surveillance (ARMS) 2025 with Deputy Secretary-General Mr. Thawatchai
นางสาวจอมขวัญ คงสกุล ผู้ช่วยเลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมสัมมนาออนไลน์หัวข้อ “In conversation with … The regulators” ในงาน Climate Risk Asia Week ซึ่งจัด
Secretary-General Ruenvadee Suwanmongkol, Deputy Secretary-General Sirivipa Supantanet and the Management of the SEC welcomed H.E. Mr. Chhun Sambath, Deputy Director General of the Securities and Exchange Commission of Cambodia, and executives from the Cambodian Stock Exchange and securities companies during their visit to study the scope of work related to depository receipt (DR) and share views on international capital market collaboration, at the SEC Office on 9 July 2019.