control and compliance with good business practices; (3) being able to maintain capital funds and reserve fund in compliance with the law establishing or controlling business undertaking of the applicant
. Tor Thor. 80/2552 Re: Criteria for Undertaking Derivatives Business for Licensed Derivatives Brokers dated 3 August 2009, the SEC Office hereby issues the following regulations: Clause 1 In this
. Tor Thor. 80/2552 Re: Criteria for Undertaking Derivatives Business for Licensed Derivatives Brokers dated 3 August 2009, the SEC Office hereby issues the following regulations: Clause 1 In this
. Tor Thor. 80/2552 Re: Criteria for Undertaking Derivatives Business for Licensed Derivatives Brokers dated 3 August 2009, the SEC Office hereby issues the following regulations: Clause 1 In this
Determination of Fees for Undertaking Business According to Licenses (Synopsis) 07/11/2016 01/01/2017 2. Notification of the Securities and Exchange Commission 16/2553 (Synopsis) 01/12/2010 01/01/2011
/2017 01/03/2017 2. Notification of the Securities and Exchange Commission KorKhor. 11/2547 Characteristics of Advice Which Are Not Deemed as Undertaking Derivatives Business in the Category of
Commission KorMor. 10/2559 Determination of Fees for Undertaking Business According to Licenses (Synopsis) 07/11/2016 01/01/2017 3. Notification of the Securities and Exchange Commission 16/2553
and Exchange Commission KorMor. 10/2559 Determination of Fees for Undertaking Business According to Licenses (Synopsis) 07/11/2016 01/01/2017 5. Notification of the Securities and Exchange
: Determination of Undertaking which is not Deemed to be A Derivatives Dealer 08/10/2004 20/10/2004 4. Notification of Capital Market Supervisory Board 45/2552 03/08/2009 01/09/2009 5. Notification of the
Securities and Exchange Commission KorMor. 10/2559 Determination of Fees for Undertaking Business According to Licenses (Synopsis) 07/11/2016 01/01/2017 5. Notification of the Securities and Exchange