Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Derivatives Busin 20/07/2020 16/08/2020 Contact The Securities and
. 2546 3 03/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission Kor Mor. 24/2562 Determination of Fees for Undertaking Businesses According to Licenses 12/11/2019 01/01
/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission KorThor 12/2553 Determination of Undertaking not Deemed as a Derivatives Dealer 15/07/2010 01/08/2010 3. Notification
personnel in undertaking the business; and (5) being able to show that the clearing house which will provide the clearing and settlement services for the derivatives exchange to be established has been
program trading including the trading conditions. A key operating system compatible for the undertaking of private fund management must also be established to ensure that intermediaries will be able to
Commission No. Kor Thor. 18/2564 Re: Rules, Conditions and Procedures for Undertaking Digital Asset Businesses (No. 11). After publication in the Government Gazette, the Notification has become effective
services liable to be an undertaking of digital asset business in the category of digital asset exchange without license, which is deemed a violation or a failure to comply with Section 26 of the Emergency
providers. Currently, the Notification of the Securities and Exchange Commission No. Kor Thor. 19/2561 Re: Rules, Conditions and Procedures for Undertaking Digital Asset Businesses is being revised to
aided and abetted Devere & Partners and Mr. Ian McIntyre by allowing them to use the name and email of Broadgate for undertaking such unlicensed business.Actions of the three persons above violated