) the administrative sanction to restrict or suspend business undertaking or revoke licenses, registration or approval shall be imposed on the violation or non-compliance with any of the following
qualifications, or approval is revoked or suspended for the remaining approval period. 7. Sanctions The SEC may revoke or suspend the approval of the foreign auditors when a. foreign
approval period. 7. Sanctions The SEC may revoke or suspend the approval of the foreign auditors when a. foreign auditors cannot maintain their qualifications, or b. foreign auditors
private fund manager shall manage the private fund in accordance with the rules, conditions and procedures as specified in the notification of the SEC. The Office shall have the power to revoke the approval
Commission Sor Thor. 38/2559 Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company (7039) 12
exercise the Warrants is served, the Warrant Holders shall no longer be able to revoke such intention. Numbers of ordinary shares allocated to accommodate the exercise of the warrant : Number of ordinary
court’s order to revoke the resolution within forty-five days from the date of the resolution.” SECTION 18 The following provisions shall be added as Division 8/1: Securities Business Specified by the
relevant securities clearing house or central securities depository to amend, repeal, or revise its existing rules or regulations, or take any action as the Capital Market Supervisory Board deems appropriate
and Exchange Commission may revoke its license. Clause 13/13 To comply with conditions regarding operation commencement of derivatives business under Clause 13(1) for the licensee of derivatives
Securities and Exchange Commission may revoke its license. Clause 13/13 To comply with conditions regarding operation commencement of derivatives business under Clause 13(1) for the licensee of derivatives