Securities and Exchange Commission may revoke its license. Clause 13/13 To comply with conditions regarding operation commencement of derivatives business under Clause 13(1) for the licensee of derivatives
Supervisory Board.9 In cases where the licensee fails to comply with the conditions specified under the first paragraph, the Minister with the SEC’s recommendation may revoke such license. Clause 17 Subject to
. 2. With respect to a Covered Fund, each Authority will, to the extent possible, inform the other on a timely basis of: (a) any decision or, where appropriate, pending decision to revoke the
any of the following suspicious grounds, the SEC Office may suspend a private placement of newly issued shares under Part 3, or revoke the approval for an offering of newly issued shares in such case
power to revoke the licence of such operator. The Minister, upon the recommendation of the SEC, shall have the power to order the business operator under the first paragraph to also take any action to
, shall have the power to revoke the licence of such operator. The Minister, upon the recommendation of the SEC, shall have the power to order the business operator under the first paragraph to also take
to Affect Tender Offer of Business dated 25 July 2554 (2011) (as amended) 10 The Offer period that the Securities Holders can Revoke their Intention to sell The Offeree is able to revoke its intention
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
Governance of Publicly Traded Company - Definition (Section 89/1) - Qualifications and the removal of directors and executives (Section 89/3 - 89/6) - Duty and responsibility of directors and executives (Section 89/7 - 89/14) - Shareholders’ rights under Chapter 3/1 (Section 89/26, 89/28, 89/30) - Shareholder’s right to bring a derivative action and a private lawsuit against directors and executives (Section 89/18 - 89/20) - Criminal liability of directors and executives (Section 281/2, 281/3, 2...