underwriting of investment units (LBDU), the SEC's further investigation has revealed that during the period from August 2008 to December 2015, six of the bank's investment consultants deceitfully took clients
totaled Baht 801 million, an increase of 49.9% yoy from Baht 535 million. Financial advisory and underwriting fees totaled Baht 560 million 1 . Meanwhile, brokerage income totaled Baht 1,563 million
. Financial advisory and underwriting fees totaled Baht 560 million 1 . Meanwhile, brokerage income totaled Baht 1,563 million, increasing slightly from Baht 1,545 million yoy. Total operating income amounted
% yoy. Financial advisory and underwriting fees totaled Baht 107 million, increasing from Baht 19 million in 2Q16. Meanwhile, brokerage income totaled Baht 325 million, decreasing by 24.9% yoy from the
underwriting fees totaled Baht 73 million, increasing significantly from Baht 8 million during 3Q16. Bancassurance fee amounted to Baht 246 million, also increasing by 7.1% comparing to Baht 230 million during
underwriting, which is not limited to debt securities; (2) a securities company in the category of securities financing; (3) a securities company in the category of securities borrowing and lending; (4) a
) securities underwriting business; (5) mutual fund management business; (6) private fund management business; (7) securities borrowing and lending business. Clause 4 In the case where a person having the