underwriting fee income. 1.3 Interest income The Company’s interest income in first quarter of 2020 was Baht 52 million, a decrease of 32 percent compared to the first quarter of the previous year, mainly from a
”) during the underwriting period to implement the price stabilization operation after being listed on the Taiwan Stock Exchange. In addition, the Company intends to waive the subscription right in accordance
สำนักงานสั่งพักการดำเนินธุรกิจ List of company licensed Securities Underwriting (Securities Company) Company Head office 1 AIRA SECURITIES PUBLIC CO.,LTD. 319 CHAMCHURI SQUARE BUILDING, 17TH & 20TH FLOOR
securities business in the category of securities brokerage, securities dealing or underwriting of investment units, trust certificates of trust having the similar characteristics as mutual fund or any other
businesses : (1) securities brokerage; (2) securities dealing; (3) investment advisory service; (4) securities underwriting; (5) mutual
LBDU (limited brokerage, dealing and underwriting) Business Operators Club said in addition, “With the strengths of an LBDU that has available for sale a variety of funds issued by various investment
prospectus of title, if applicable) to subscribers or purchasers; and b. the book-entry transfers of the securities being offered in favor of subscribers or purchasers. D. Underwriting Arrangement 1. Disclose
the Operation of Securities Underwriting dated 25 October 2006; (4) Clause 2(1) and (3) and Clause 19 of the Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules
Notification of the Securities and Exchange Commission No. KorThor. 24/2549 Re: Rules, Conditions and Procedures for Supervision of the Operation of Securities Underwriting dated 25 October 2006; (4) Clause 2(1
Securities Underwriting dated 25 October 2006; (4) Clause 2(1) and (3) and Clause 19 of the Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules, Conditions and Procedures for