for the custody of client’s assets. Such system must at https://publish.sec.or.th/nrs/2831pe.doc Translation company, the company shall maintain either collateral or liquid asset or both with adequate
SECstatementEN-160124.pdf Digital Asset Businesses B.E. 2561, which aims to ensure investor protection and maintain fair and transparent trading activities, investors in Thailand can invest in digital assets
, digital assets) obtain/maintain the required specialist knowledge? Does the firm have special training/or tailor-made programs for specific client industries? 15 Do the https://www.sec.or.th/TH/Documents
://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201707/17058394.pdf SECstatementEN-160124.pdf Digital Asset Businesses B.E. 2561, which aims to ensure investor protection and maintain fair and transparent
, etc. There are two types of administrative actions taken by the SEC Office, namely: Administrative order issued in accordance with the governing laws when a regulated person fails to maintain
working hours of the associations for inspections. The related persons should facilitate assistance and convenience reasonably. The associations shall prepare and maintain a copy of a membership register at
company may maintain the class. If the investment units in that class are subsequently on offer, the calculation of the offering price shall be based on the NAVs of the mutual fund. Authority of the SEC
implement a system that separates proceeds from the PVD into two parts as contributions and non-contributions. (3) Maintain information of each unitholder about age, duration of the membership or of being a