company may maintain the class. If the investment units in that class are subsequently on offer, the calculation of the offering price shall be based on the NAVs of the mutual fund. Authority of the SEC
or take any actions as specified in the scheme to maintain the investment unit at a constant price. Investment unit values allotted to each unitholder shall be rounded up to 2 decimal digits according
implement a system that separates proceeds from the PVD into two parts as contributions and non-contributions. (3) Maintain information of each unitholder about age, duration of the membership or of being a
can timely identify, capture, process, communicate and maintain relevant and reliable information for supporting the SOQM? 3 How does the firm keep the communicated information current, meaningful and
to generate benefits from the property Manage the trust according to the trust instrument and relevant laws Calculate and disclose the asset value of the trust and the units Maintain the property in
ได้ถึง https://market.sec.or.th/Documents/ca/Documents/esubmission_report_list_phase2.xlsx QAQR-06.xlsx institution, insurance, construction, digital assets) obtain/maintain the required specialist
/securities-ITchecklist.xlsx QAQR-06.xlsx institution, insurance, construction, digital assets) obtain/maintain the required specialist knowledge? Does the firm have special training/or tailor-made programs for
/Documents/Auditor/leadership.doc The Derivatives Act The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the
Digital Asset Businesses B.E. 2561, which aims to ensure investor protection and maintain fair and transparent trading activities, investors in Thailand can invest in digital assets through licensed digital