in this regard. The Court's ruling confirms the SEC’s legal authority to enforce the provisions of the SEA against offenders, ensuring the efficiency of the law enforcement procedure. The SEC has

Company Directors and Executives.In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an investigation before

.  Essentially, the proposed amendments to the PP offering regulations would:  (1) Cancel the approval application procedure, retain information disclosure in the shareholders' meeting notice, and require the

liable to be an offense under other laws, the SEC has a procedure for coordinating with relevant agencies for further proceedings. ___________________________

a criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an investigation before recommending case to the public attorney who has authority

ECD for further investigation and legal proceedings.In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an

additional information for further investigation and legal action.  Please be informed that filing a criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will

juristic person with dishonest intent, obtaining unlawful gains which damages the juristic person, or altering, shortening or falsifying documents.  In addition, SEC has prescribed a procedure for

intermediaries Intermediaries will be required to have a proper operational procedure to satisfy that each investor is qualified under the regulation and have the investor take a suitability test before selling

, and Patra agreed to enter the settlement procedure. The Settlement Committee, therefore, imposed a fine of B5,363,120.64, B1,296,010.44, B3,723,416.40 and B333,333.33 on the four of them, respectively.