have prohibited characteristics of capital market personnel pursuant to relevant regulations as long as he is subject to the complaint and the subsequent procedure, which caused his approved status to
will also require NMG Chairman of the Board to make clarification according to normal procedure. If non-compliance with the said provision is found, the SEA prescribes the penalty under the first
risks and sufficiently determine other audit procedures to consider the cause of such discrepancy and impact on accuracy of other accounts. Moreover, he did not determine any procedure to verify the
persons (namely Prayuth Lertpinyopap and Karuna Kaewmanee who declined to enter settlement procedure and were also named in the abovementioned SEC's criminal complaint). {A} {B} {C} {D} and {E} violated
Securities and Exchange Act of 1992 in conjunction with Sections 86 of the Criminal Code. The five offenders had expressed their initial intention to enter settlement procedure, but later failed to do so
parties to effectively deal with the impact of flooding including operational procedure in case of emergency and preparation of backup plans with a view to facilitate continual securities trading,? said Mr
parties to effectively deal with the impact of flooding including operational procedure in case of emergency and preparation of backup plans with a view to facilitating continual securities trading,? said
1-31, 2007, respectively. Five more suspects relevant to the cases expressed an initial intention to enter the settlement procedure. The SEC will announce the settlement results in due course. The
-production contract. The current procedure is in the process of executing for one case; while the other two are in the process of investigating additional property to further enforcement. Progress Report of Q3
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