of the client clearly specifies the condition of trading otherwise. The securities company shall give priority to the benefit of the client over the benefit of itself, in particular, it shall trade in
on time priority basis unless the order of the client clearly specifies the condition of trading otherwise. The securities company shall give priority to the benefit of the client over the benefit of
) 2., 3., 4., or 5. is clearly separated from those to be offered to the public, which is already disclosed in a registration statement and draft prospectus; (2) allotment of securities left from
to comply with the fair allocation principle; (b) an offer for sale of securities in which a portion of securities to be offered to the person under (a) 2., 3., 4., or 5. is clearly separated from
trading for the client on time priority basis unless the order of the client clearly specifies the condition of trading otherwise. The securities company shall give priority to the benefit of the client
audits. The statistical information of the second-cycle audit inspections (1 January 2013 – 31 December 2015), as illustrated in figure 1, clearly showed that the auditors who were granted approval by the
maturity date, only in the portion of liabilities not exceeding the value of collateral placed by the securities company ; (2) contingent liabilities which are secured and are under the agreement clearly
not exceeding the value of collateral placed by the securities company; (2) contingent liabilities which are secured and are under the agreement clearly specified that the creditor has no right to call
not exceeding the value of collateral placed by the securities company; (2) contingent liabilities which are secured and are under the agreement clearly specified that the creditor has no right to call
undertaking; and; (c) allow its business to be conducted with fiduciary duties. (2) determine clearly and harmoniously the mission, strategy, policy and operational plan of the company and its business units