shall trade securities for clients prior to trading for itself, unless clients clearly set out trading conditions otherwise. Clause 24 A securities company shall clearly determine methods and procedures
shall trade securities for clients prior to trading for itself, unless clients clearly set out trading conditions otherwise. Clause 24 A securities company shall clearly determine methods and procedures
cause damage, financial insufficiency and defective or improper business operation; (2) the applicant’s shareholding structure clearly reflects the power of controlling shareholders and their interests
connected person of the business, in addition to the rules as specified in Clause 3, a waiver shall also be subject to the following rules: (1) The applicant has clearly disclosed the following information in
geography. 2. Process for Project Evaluation and Selection The issuer of a Green Bond should clearly communicate to investors: • the environmental sustainability objectives; • the process by which the issuer
sector and geography. 2. Process for Project Evaluation and Selection The issuer of a Social Bond should clearly communicate to investors: • The social objectives of the Social Projects; • The process by
listed on the Green, Social and Sustainability Bonds Database. 2. Process for Project Evaluation and Selection The issuer of a Social Bond should clearly communicate to investors: • the social objectives
technological advancements and the regulatory environment change1 over time. It is recommended that issuers communicate clearly to investors the rationale and process according to which the KPI(s) have been
capital market development where the signatories take turn to host the meeting. Among ASEAN nations, the cooperation has been clearly developed and led to the announcement of ASEAN Disclosure Standards and
mrfhongkong@sec.or.th. In case of submitting via email, applicants should clearly indicate the names of the applicants and the names of the Hong Kong Covered Funds under application in both the emails’ subject