international organization established to promote collaboration between independent organizations supervising auditors and also a member of ASEAN Audit Regulators Group. In term of improvement on auditor
registration statement. Eligible applicants are companies limited or public companies limited established under Thai laws, excluding financial institutions or financial service operators. In addition, the
sufficient and complete information, as well as continuously providing knowledge and understanding on investment in bonds to the public.Moreover, SEC has established a mechanism for the investors to be able
Vietnam.- The ASEAN Economic Community (AEC) was established in 2015 and is a major milestone in the regional economic integration agenda. ASEAN has a combined population of over 622 million people and in
The TCFD has been established by the Financial Stability Board under the initiative of private sectors around the world and public and private sectors in the global market are welcomed to become TCFD
development of the infrastructure, as well as continuing to improve relevant laws or regulations.The Capital Market Development Fund (CMDF) was established as a juristic person under the Securities and Exchange
seek for the approval. Crowdfunding portals must be established with an efficient IT system in accordance with SEC’s rules and guidelines associated with establishment of IT system***, aiming to
believe that he had or used to have behaviors in breach of the code of conduct or the standard of conduct in relation to securities business undertaking established by securities-related organizations or
once a club comprising those firms is established. On the issue of research quality and quantity, the meeting concluded that each securities company should conduct research on all stocks it recommends
evaluating fund manager?s capability. For more complicated funds such as foreign investment funds (FIF), a special working group will be established to work on the benchmark and related matters in due time; 4