regional regulators on new challenges that could have an impact on the balance between effective supervision and financial innovation.The seminar took place in Bangkok during 22 - 26 August 2016.

investment products to win exclusive SEC corporate prizes.  The SET in the City 2015 will take place during November 19-22 at Royal Paragon Hall, 5th Floor, Siam Paragon. 

operations and its status as a listed company may be in jeopardy if the meeting fails to agree on the election of new directors. The extraordinary general meeting No.1/2018 is scheduled to take place on

the aforesaid revisions took place in November last year.The consultation paper is available at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website or

notification which has been revised according to comments from the business operators and related persons from the public hearing in May, for example:  - The operation system shall have in place a client

person as specified in the notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that are (1) failing to

The measures include the Bank of Thailand (BOT)’s permission for financial institutions that have purchased investment units of daily fixed income funds to place such investment units as collateral

derivatives exchange with a minimum fee of 2 million baht in place of the existing fee which only prescribes the fixed rate of 2 million baht. Also, agricultural commodity derivatives would be granted an

related regulations have already been put in place, and will expand the scope of the related regulations to cover both inbound and outbound unit offerings in support of the HK-TH MRF project. The

, underwriters must put in place an effective conflicts of interest prevention system. This aims at facilitating under the current circumstances.Meanwhile, the SEC supported investors to have adequate and ongoing