mechanism for propelling sustainable development. The meeting took place at the SEC Building on 26 January 2024. In the picture (from left to right):1. Ms. Pranee Leksrisakul, Assistant Director
been in place, so that the SEC imposition of supervision and enforcement measures will be considered proportionately and appropriately, in favor of such business operators. The risk management manual
Subdistricts, Thung Song District, Nakhon Si Thammarat Province; and (3) the Pattani River Basin Network in Yala and Pattani Provinces. The donation presentation took place at the Friends in Need (of “PA
. The event took place at Centara Grand & Bangkok Convention Centre, Central World Bangkok on 29 November 2023. The Symposium featured a special talk on “The Future of the Thai Capital Market and Capital
characteristics. - Having the following efficient systems in place: (1) trading system, (2) information and database system with audit trail, (3) market surveillance system, (4) preventive measure against unfair
be no large impact in implementing this measure because investors already have sufficient collateral alternatives. Therefore, investors should no longer place high concern on this issue.? Mr. Phuvanat
which include preventive measures on conflict of interest, chinese wall as well as risk management; and (7) Have good operating system equipped with qualified staff in place.
revisions, the business operators will be required to have in place a sound internal control system, by taking into account the utmost interest of customers, for preventing the use of inside information and
necessary to put in place an effective handling procedure. Each organization should establish a clear procedure and cyber threat handling guidelines. We hope this drill will be a beginning for capital market
derivatives exchange with a minimum fee of 2 million baht in place of the existing fee which only prescribes the fixed rate of 2 million baht. Also, agricultural commodity derivatives would be granted an