include allowing expenses for hiring consultants and/or reviewers to be used as deductions for filing fees related to the registration statement and the annual registration statement for companies that
mai. This manipulation involved continuous trading activities both before the morning trading session and during intraday trading. Examples include placing large-volume buy and/or sell orders across
enable businesses of all types and sizes in Thailand, including, SMEs and startups, to issue and offer such securities through crowdfunding and private placement channels. The proposed amendments include
without licenses, subject to commission of offenses under the governing laws. The relevant undertakings include soliciting or providing channels for people in Thailand to make investment with the foreign
funding opportunities for SMEs, startups and businesses of all sizes, and allow them to participate in sustainable development. The proposed amendments include revisions to the information disclosure
companies should additionally determine that such prohibition on relations with listed company shall include professional services, such as being companies? auditors or lawyers, etc. Other Business Relations
that such violations of Rules of Conduct shall be subject to severe punishments and that investors should take serious precautions when trade or subscribe for securities. Careful preventions include
issuers The SEC Board has extended the permission for shelf registration, previously granted to Thai juristic persons only, to include the offering for domestic sale of debt securities issued by foreign
several clients include the followings: 1. Using a client?s account to trade securities he had obtained wrongfully for his own interest; 2. Deceiving his clients into transferring their money into a