materiality for the client's investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in violation of the Notifications of
Bitcoins worth approximately 797 million baht. SEC is working closely with the enforcement personnel to investigate further details and examine whether there is any violation of laws governing securities
, practitioners and experts on corporate governance in the region, as well as from OECD countries and relevant international institutions. Participants exchange experiences and push forward the reform agenda on
baht to four nominees through its subsidiary, SECC Holding, causing damage to both companies. Their misconducts were in violation of Sections 307, 308, 311, 313, 315, 89/7 and 89/24 of the SEA, as the
unprofessional and dishonest acts. Her actions were in violation of Clause 14(1) and (2) of the Notification of the Office of the Securities and Exchange Commission No. SorKhor. 49/2552 Re: Approval for Investor
and the persons from (3) to (7) were in violation of Section 243(1) in conjunction with Section 244 and Section 243(2), and liable to the punishments under Section 296 of the Securities and Exchange Act
of Business Development, the Ministry of Commerce, Nittimon’s action was in violation of Section 33, Section 102 and Section 105 of the Public Companies Act of 1992, which do not give chairman of
Division of the Royal Thai Police (ECD) for jointly operating the digital asset dealer business without license in violation of Section 26 and subject to the penalties under Section 66 of the Emergency
caution when using services of securities business operators, derivatives business operators or digital asset business operators who have not obtained a respective license, as well as foreign digital asset
cooperation for the regulator, as well as lacked of professional ethics and securities business conduct. Such actions are considered in violation of the SEC?s Notification No. SorThor/Nor.13/2542 Re