Rules, Conditions, and Procedures for Securities Underwriting

Notification of the Capital Market Supervisory Board Tor Thor. 37/2560 Rules, Conditions and Procedures for Operation of Securities Clearing House, Securities Depository Center and Securities

Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency

Rules, Conditions and Procedures for Selling, Repurchasing and Redeeming Units of ASEAN Collective Investment Scheme and APEC Asia Region Funds Passport

Rules, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party

Rules in Detail on Establishment of Information Technology System

Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance

Re: Preparation and Disclosure of Financial Statements of Derivatives Exchange and Derivatives Clearing House

Preparation and Disclosure of Financial Statements of Derivatives Business Operators

Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer