Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order

The Repeal of Notifications related to Directors, Managers and Other Personnel of Securities Companies and Derivatives Business Operators

Rules in Detail related to Proprietary Trading of Intermediaries

Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries

Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Rules for Appointment of Independent Director of Intermediary

Rules on Personnel in the Capital Market Business

Rules in Detail on the Protection and Management of Conflicts of Interest

Guideline on Consideration of Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business in Category of Investment Advisory Service

Rules in Detail on Financial Resource and Risk Management of Securities Clearing Houses

Rules in Detail on Financial Resource and Risk Management of Derivatives Clearing Houses