SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
Administrative Procedure under the Derivatives Act B.E. 2546 and Trust for Transactions in the Capital Market Act B.E. 2550 (No. 2)
Administrative Procedure under the Derivatives Act B.E. 2546 and the Trust for Transactions in the Capital Market B.E. 2550 (No. 3)
Re: Administrative Procedure under the Derivatives Act B.E. 2546 and the Trust for Transactions in the Capital Market B.E. 2550 (As Amended)
Re: Criteria, Conditions, and Procedure for Application for Waivers for Making Tender Offers for All Securities of Businesses with Objective of Assisting Business Rehabilitation (No. 2)
Re: Criteria, Conditions, and Procedure for Application for Waivers for Making Tender Offers for All Securities of Businesses with Objective of Assisting Business Rehabilitation
, engagements review program and the scope of the review. A8 Does the firm perform pre-issuance review (hot review) of selected engagements as part of its monitoring procedures? Please describe the procedure for
Content Management of Mutual Fund 7. Procedures for incorrect pricing (1) Retrospectively price correction only for the days of the significant errors in the valuation (at least one satang and worth at
Content Management of Mutual Fund 7. Procedures for incorrect pricing (1) Retrospectively price correction only for the days of the significant errors in the valuation (at least one satang and worth at
occurrence of significant incident which could affect securities price; 9.11 Meeting of REIT unitholders: specify procedure and period of REIT unitholders’ meeting and rights of REIT unitholders especially