Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking
significant case effect to the security of the information technology [M] · proving a method or compliance guideline support to compliance with the prescribed policy [M] · determining clearly duties and
without delay in case appeared that have significant case effect to the security of the information technology 1 [M] o proving a method or compliance guideline support to compliance with the prescribed
4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an approval by the SEC.in which must not has significant impact to the mutual fund
rights for the best interests of the mutual fund; 2. Exercise voting rights at shareholders' meetings in matter that may have significant impacts on the mutual fund's benefits; 3. Establish an operation
4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an approval by the SEC.in which must not has significant impact to the mutual fund
rights for the best interests of the mutual fund; 2. Exercise voting rights at shareholders' meetings in matter that may have significant impacts on the mutual fund's benefits; 3. Establish an operation
on 23 May 2019. SEC Secretary-General Ruenvadee Suwanmongkol said: “The signing of these bilateral MOUs is our proactive approach toward better efficiency of the enforcement procedure to prevent and
groups: (1) New Principles for the SEC, (2) Principles with significant improvements, and (3) Principles maintaining high grade. (1) New Principles for the SEC: 9 Principles - The SEC received Fully
groups: (1) New Principles for the SEC, (2) Principles with significant improvements, and (3) Principles maintaining high grade. (1) New Principles for the SEC: 9 Principles - The SEC received Fully