when they establish their private contractual relations. This corporate governance framework typically comprises elements of legislation, regulation, self-regulatory arrangements, voluntary commitments
service innovation, (3) regulatory reform and enforcement, (4) financial literacy promotion, and (5) organizational efficiency. To further the 2011 efforts, the SEC blueprint lays out five key strategies to
preparations since it was in the drafting stage. We are confident that we will be able to comply with, and make efficient use of, this new legislation. Notification of the Contract Committee, Re
including appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic
sufficient personnel to be able to operate the investment advisory service business efficiently. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives
establishment of ?Tsunami Fund?. Key features of such fund are as follows: Offer investment units for sale solely to non-retail investors Aim at investing in securities of tsunami-affected businesses Able
policy guidelines and measures by the Bank of Thailand and other regulatory agencies to ensure that KBank will be able to efficiently comply with regulatory standards. 3.3 Customer Segments and Services
encourage active co-operation between companies and employees. Securities regulators, stock exchanges, self-regulatory organisations and investor groups should continue to educate companies and the public
concerted efforts of all units involved. KASIKORN SECURITIES PCL continued to report favorable operating performance and was able to retain its market leadership. KASIKORN ASSET MANAGEMENT CO., LTD. remained
not organize any functions including meetings resulted from self-quarantine measures to prevent the spreading of Coronavirus 2019 (Covid-19) transmission. In addition, the hotel has closed Spa and