To prepare market?s readiness for the inauguration of futures exchange in 2005, the SEC approved draft rules on licensing for derivatives agents. To apply for the license, applicants must possess the

Bangkok, October 31, 2013 ? The SEC is seeking public comment on revising the rules to exempt independent directors? requirement of licensed derivatives advisors and authorized financial institutions

Bangkok, August 15, 2014 ? The SEC is seeking public comment on draft capital requirement rules applicable to securities companies being unable to maintain adequate net capital as prescribed

Bangkok, June 5, 2014 ? The SEC is seeking public comment on revision of rules governing mutual fund prospectus to provide more useful information for investment decision making.  Management

businesses and mergers among securities firms in preparation for the upcoming securities business liberalization. Under the relaxed rules, the firms are allowed to categorize the accounts receivable incurred

Bangkok, June 21, 2011- SEC Secretary-General Thirachai Phuvanatnaranubala said after the Capital Market Supervisory Board?s Meeting that the Board resolved to revise rules on derivative warrants (DW

  Bangkok, June 21, 2011- SEC Secretary-General Thirachai Phuvanatnaranubala said after the Capital Market Supervisory Board?s Meeting that the Board resolved to revise rules on derivative warrants

Bangkok, August 27, 2008 ? The SEC provided practical guidelines for listed companies? reporting responsibility with regard to securities acquisition/disposition which aggregately reaches or passes any multiple of 5 percent (Form 246-2) under Section 246 of the newly enacted Securities and Exchange Act (No.4) B.E.2551 (2008) that came into force on August 31, 2008: 1. Any person acquiring/disposing securities of a public limited company (including the company whose shares are listed on the Stock...

Bangkok, June 24, 2009 ? The SEC is inviting public comments and opinions on the principles of its proposed rules concerning auto approval of mutual funds schemes.To shorten approval time and