Bangkok, September 29, 2009 ? The SEC and the Thai Investors Association (TIA), at their quarterly meeting held yesterday, agreed that TIA should increase their roles and duties in protecting
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางสาวนภนวลพรรณ ภวสันต์ ผู้อำนวยการฝ่ายส่งเสริมเทคโนโลยีทางการเงิน ร่วมเสวนาหัวข้อ “What Roles does Regulator Play in Supporting Fintech
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon along with executives, held a joint meeting with the Association of Thai Securities Companies (ASCO), led by Mr. Yarnsak Manomaiphiboon, Secretary-General, and Mrs. Patchanee Sinwattanacharoen, Chairperson of the Compliance Club, along with ASCO board members. The purpose of the meeting was to discuss strategies for the development and promotion of duties and self-discipline within securities c...
At the SEC Meets the Press session today, Secretary-General Pornanong Budsaratragoon shared her perspective and vision for leading the SEC organization after recently assuming office. “I have taken on a new role in a familiar organization and working environment, with the primary goal of leading the SEC as a regulatory agency that develops the capital market and supports economic growth. Under transparent and fair management in line with international standard good governance guidelines, we are...
, AIB Chair, on the occasion of their visit to discuss policies to promote foreign banks' roles in capital markets including the development of services for investors, at the SEC Office on 7 November 2023
our time” ภายใต้หัวข้อ “Roles of the Capital Market in Promoting Business and Human Rights” เพื่อสร้างการรับรู้และส่งเสริมความเข้าใจเกี่ยวกับประเด็นสิทธิมนุษยชนและปัญหาแรงงานทาสยุคใหม่ (Modern slavery
Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of
potentials and appropriate qualifications, to become ready for corporate leadership roles, through IOD’s training program for corporate directors, the Director Certification Program (DCP). The project is also
Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators
Ms. Jomkwan Kongsakul, Deputy Secretary-General of the Securities and Exchange Commission (SEC), presented a lecture on the topic, "Roles and Responsibilities of Directors under Capital Market