revoke Renaissance’s securities business license, Type C. In addition, the SEC Board also resolved to revoke Renaissance’s derivatives business licenses, effective on the day the Minister of Finance
; (2) Suspend the approval to be a custodian for the certain period of time or under the specific conditions; (3) Revoke an approval to be a custodian, and the Office may use such information for the
8 to Clause 11, the Office shall proceed as follows: (1) Put on probation; (2) Suspend the approval to be a custodian for the certain period of time or under the specific conditions; (3) Revoke an
entitled to seek the court's order to revoke the resolution found to be in contravention of the law or governing regulations;(3) Enhancing supervision over the SET in line with international standards
Exchange Commission the power to issue and revoke securities business licenses as well as the power to approve additional types of securities businesses and specify paid-up registered capital thereof. These
prohibited characteristics under Clause 5(1) to (3), the SEC Office shall revoke the approval; (2) in case of the second category of prohibited characteristics under Clause 5(4) or (5), the SEC Office shall
refrain from undertaking within the specified time. If any registered derivatives business operator fails to comply with the order, the SEC Office has the power to revoke the registration of derivatives
the power to revoke the registration of derivatives business operator. In case where the SEC Office knows that the cause of not maintain the 3 Amended by the Notification of the Securities and Exchange
further proceed to cancel those Warrants. 3. The Board of Directors or the Executive Committee or the person(s) entrusted by the Board of Directors or the Executive Committee shall be empowered 3.1 To