retrieval for review or inspection by the SEC Office without delay; (4) it shall be accommodated to the SEC Office for inspecting the operation of the service provider upon request. Chapter 3 Compulsory
รวมทั้งมีระบบเก็บรักษาข้อมูลอันเป็นความลับของลูกค้า ป้องกันข้อมูลสูญหาย และ สามารถน าข้อมูลกลับมาใช้เมื่อต้องการได้ (data retrieval) ทั้งนี้ ยังคงต้องปฏิบัติตามประกาศเก่ียวกับ การรักษาความมั่นคงปลอดภัย
ready for retrieval or inspection by the SEC Office upon request. (1) the persons under Clause 5 and Clause 6 of the intermediary who is a financial institution established under other laws and licensed
intermediary ; (3) a complete and updated evidentiary documentation of the operational function outsourced to the service provider shall be maintained in such a manner of ready retrieval for promptly viewing and
be maintained in such a manner of ready retrieval for promptly viewing and inspecting by the SEC Office; (4) it shall be accommodated to the SEC Office for inspecting the operation of the service
). Clause 20 An intermediary shall prepare the information on the appointment and the discontinuation of the following persons and keep it at the company to be ready for retrieval or inspection by the SEC
Aside from the steadfast endeavor to enhance the quality of audit, the SEC promoted the insight and understanding of the CFOs and audit committees of listed companies about the issues concerning the