. (4) establishing an efficient system for recording, collecting and processing data and a data backup system as an alternative in cases where retrieval for use of such data cannot be done; (5
retrieval, prohibition of access to staffs' accounts and passwords by other persons, prohibition of social network sign-up or contact via SEC email addresses without prior approval of the SEC Office, etc
maintenance of such evidence during the first two years shall be in such a manner that allows prompt retrieval or inspection by the SEC Office. Chapter 2 Securities Trading _____________ Clause 10 A securities
the first two years shall be in such a manner that allows prompt retrieval or inspection by the SEC Office. Chapter 2 Securities Trading _____________ Clause 10 A securities company shall notify its
retrieval for review or inspection by the SEC Office without delay; (4) it shall be accommodated to the SEC Office for inspecting the operation of the service provider upon request. Chapter 3 Compulsory
รวมทั้งมีระบบเก็บรักษาข้อมูลอันเป็นความลับของลูกค้า ป้องกันข้อมูลสูญหาย และ สามารถน าข้อมูลกลับมาใช้เมื่อต้องการได้ (data retrieval) ทั้งนี้ ยังคงต้องปฏิบัติตามประกาศเก่ียวกับ การรักษาความมั่นคงปลอดภัย
ready for retrieval or inspection by the SEC Office upon request. (1) the persons under Clause 5 and Clause 6 of the intermediary who is a financial institution established under other laws and licensed
intermediary ; (3) a complete and updated evidentiary documentation of the operational function outsourced to the service provider shall be maintained in such a manner of ready retrieval for promptly viewing and