INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...
, stating an approval to return and discontinue the License, determining the service termination date on 16 August 2019 at 00.01 a.m. onwards. In addition, NBTC also approved the determination of remedial
business days from the day it becomes or oughts to become aware of the failure to maintain the capital; (2) submit the corrective plan or guideline to the SEC Office within ten days from the day it is or
become aware of the failure to maintain the capital; (2) submit the corrective plan or guideline to the SEC Office within ten days from the day it is or ought to be aware of the failure to maintain the
for suspension of agent and broker license or other corrective action (in addition to license revocation). KBank has studied these regulations and established our operational policies in accordance with
วันที่ 14 สิงหาคม 2550 D EMCO Public Company Limited o. Demco AC004/2018 (corrective clause ) AUGUST 14, 2018 N of the 2nd quarter of year 2018. Subject : The
Maintenance and Service can be divided into revenues from preventive maintenance (PM) and revenues from corrective maintenance (CM). Other revenues For the 3-month periods ending 30 June 2018 and 2019, the
divided into revenues from preventive maintenance (PM) and revenues from corrective maintenance (CM). In Q3/2019, the revenue from the business increased due to the revenue recognition of Maintenance and
contain a corrective measure. / X X The votes of the excess units over one-third shall not be counted * / / / Pay dividend in the total amount X / / Correct the proportion within two months
contain a corrective measure. / X X The votes of the excess units over one-third shall not be counted * / / / Pay dividend in the total amount X / / Correct the proportion within two months