arrange to have agreement relating to damages and other remedial measures which convertible bonds holder is entitled to receive in case the approved person is unable to deliver underlying shares to the
standards; and importance given to the root cause analysis process, remedial plan, and the follow-up on alleviation of deficiencies by prioritizing and timely remedying deficiencies. Furthermore, the SEC
, twenty of them were approved with conditions, requiring both remedial actions and a mandatory follow-up. Deficiencies were mostly found in the following areas: audits of revenues, substantive analytical
resolution by the Investee Companies of the matters identified. If the Institutional Investors consider the company’s explanations, reasons, or corrective measures insufficient, the Institutional Investors
. a large number of redemption due to panic or the issuer unable to pay the principal and the interest within the prescribed period. Such practices should be reviewed and tested. (6) Having corrective
Translation) (6) Having corrective measures when an error is found and preventative measures to prevent the reoccurrence of such error. 3.3 Back Office Supporting System 3.3.1 Establishment of Funds and
receipts that have been offered but not yet redeemed, as well as arrangements relating to compensation for damages or other remedial measures to which the holders of depositary receipts will be entitled; (8
, consumer confidence depression and high level of household debt though, there was some spending of consumer goods from the COVID-19 pandemic distress. However, the government sector has launched remedial
2020 and the government sector has launched remedial measures to release the economic impact. Having considered the above-mentioned circumstances, the Bank of Thailand lowered the Thai economy growth
2020 and the government sector has launched remedial measures to release the economic impact. Having considered the above-mentioned circumstances, the Bank of Thailand lowered the Thai economy growth