. Nonetheless, she neither examined KYC/CDD documents of the client and the beneficial owner, nor recorded the beneficial owner's identity. In this case, the beneficial owner was an executive and a shareholder of

acquisition or disposition of assets, 2004”. The transaction size from the highest analyzed value, based on the net value of tangible assets, is subjected to 0.18% of net tangible assets of the consolidated

…………………………………………………………… 2 Certification of the Accuracy of Information I, as an authorized signatory of the issuer, have duly examined the information contained in this registration statement, appendices and attachments

implement mechanisms for the supervision of its affiliated and associated companies. These mechanisms must be examined by the holding company’s audit committee and board of directors. Measures ensuring that

for the digital asset operating licenses.SEC examined information of Southeast Asia Digital Exchange Co., Ltd. (SEADEX) and found that SEADEX has been operating a digital asset exchange before the

whose proxy is their custodian that is a local financial institution, listed companies may bypass request for additional ID documents because the custodians must already have examined their clients? ID

or giving any advice to the client, he signed such selling order form in the capacity of an investment consultant. In addition, he neither examined the transaction nor requested for additional

asking for the digital asset operating licenses. SEC examined information of Southeast Asia Digital Exchange Co., Ltd. (SEADEX) and found that SEADEX has been operating a digital asset exchange before the

Seamico Securities Public Company Limited (“The company”) would like to report operating result that has been examined by our auditor for the first quarter ended March 31, 2018 as follows: The consolidated

Vichitsarawong, researcher, Faculty of Commerce and Accountancy, Chulalongkorn University said that the study on ?Usefulness of Accounting Estimates: A Tale of Two Countries (China and India)? examined the quality