the type specified in the license only after the SEC Office has examined and viewed that the licensee can demonstrate its possession of: (a) good https://publish.sec.or.th/nrs/7307pe.doc <

analyzed the impacts of current situations and tendency of key changes as well as megatrends. We also sought comments and suggestions from stakeholders so that we have complete and comprehensive information

plays a key role in supporting Thailand’s economic and social development. In laying out the Strategic Plan 2021-2023 to support such important role, SEC assessed the current situations, analyzed the

style can be analyzed through performance-based, holding-based and transaction-based framework. Fund return, correlation, tracking error Portfolio turnover, Transactional data Fund constituent (Name and

Activity report 2015 En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2015 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2015 Contents Executive Summary ....................................................... Quality Assurance Review Panel ................................... Activities for Enhancing Audit Quality ............................ Summary of Audit Inspection Results A. Firm Level ............................................................ B. Engagement Level ..........................

Certified Accountants (ACCA) conducted a survey on talent attraction and retention in Thai audit practices. Possible causes, identified from the survey responses from audit staff, were analyzed and shared

of the CIS Operator. The person who signs shall state his/her full name and capacity, and shall ensure the declaration is dated.) “I have duly examined the information contained in this registration

important role, SEC assessed the current situations, analyzed the megatrends and took into consideration views of stakeholders in all areas. SEC also aims to address the national issues and truly serve the

factors and the impact on business operations 1. The Company had analyzed the impact that may occur in the future If the company's clients are affected by the COVID-19 situation, causing the lack of

company to provide advice or information concerning investment in a fund; (c) having systematic procedures and methods for accepting of purchase or redemption orders which can be examined for certainty and