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decided to allow TSFC to resume its business operation upon making registration of capital increase with the Ministry of Commerce and passing the SEC?s inspection of its operational readiness in terms of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=2869

Microsoft Word - 61-01_E_Explanation of overall operation for 2017.DOC

Microsoft Word - 61-01_E_Explanation of overall operation for 2017.DOC FANCY WOOD INDUSTRIES PUBLIC CO.,LTD. 257 MU 1 SOI HYLAND, SUKSAWAT RD., PRASAMUTJADEE, SAMUTPRAKARN 10290, THAILAND TEL : (662

https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201803/18021367.pdf

Regulatory Co-operation Between SFC Hong Kong and SEC Thailand

regulatory co-operation between the SFC and the SEC. The two regulators aim to work towards two main objectives: the mutual recognition of investment funds authorised in their respective jurisdictions for

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=1155

SEC is open to comments on the revision of the draft notification on the operation system of business operators so as to increase their operational efficiency

SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8393

SEC public hearing on proposed regulations to accommodate partnership-based securities and derivatives business operation

the form of outsourcing or partnership. In this regard, the partnership-based business operation guidelines must be improved from the SEC circular in this matter. SEC has therefore proposed issuance of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8375

SEC streamlines regulations to alleviate redundancy and facilitate intermediaries’ operation under regulatory guillotine scheme

protection remains intact while business operators still have convenience for business operation. The SEC has therefore reviewed the regulations on work systems of securities brokers and repealed two

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8947

SEC Thailand’s public hearing on proposed law amendment to support more flexible operation of an association related to securities business

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=683

SEC files criminal complaint against two individuals relating to the website: 1000x.live for unlicensed operation of digital asset dealer business

Following receipt of clue information, the SEC conducted an investigation and found that since 12 January 2022, 1000X, the service provider of the website https://www.1000x.live (“1000x.live”), had provided services or presented itself to the public that it was ready to provide the digital asset exchange service in the ordinary course of business outside the digital asset exchange. Additionally, Worawat promoted 1000X’s service in the Thai language on Facebook to invite the public to use the ser...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10592