for Undertaking Businesses as Derivatives Business Operator (No. 2) dated 14 December 2017; 2 Clause 2 In this Notification: “licensee” means: (1) person licensed to undertake securities business
Company Name Licensee Type Status Company Name : Licensee Type : Score Type : Anti-Corruption Status : Certified by CAC Declared to join CAC Ensure its compliance by parent company Assessment Type : Status
Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission, upon approval of the Cabinet, hereby issues the following regulations: Clause 1. Licensee to undertake business of
Derivatives Act B.E.2546 (2003). In addition, WSD Financial (NZ) Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact it had been registered with the SEC as derivatives dealer
granted violating Section 16 of the Derivatives Act B.E.2546 (2003). In addition, WSD International (Thailand) Co., Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact WSD
Commission No. KorMor. 5/2556 Re: Determination of Fees for Undertaking Business According to Licenses (No. 3) dated 15 May 2013. Clause 2 In this Notification: “ licensee ” means a licensee specified in
Commission No. KorMor. 5/2556 Re: Determination of Fees for Undertaking Business According to Licenses (No. 3) dated 15 May 2013. Clause 2 In this Notification: “licensee” means a licensee specified in Clause
Exchange Commission No. Kor Thor. 25/2560 Re: Specification of Paid-up Registered Capital of Securities Business License Applicant and Licensee By virtue of Section 14 of the Securities and Exchange Act B.E