be received or rewarded in normal commercial practice; (7) supervises to prevent improper use of intermediary ’s resources for wrongful action or support of such action. Clause 8 An intermediary shall
cash, things or services, more than those should be received or rewarded in normal commercial practice; (7) supervises to prevent improper use of intermediary’s resources for wrongful action or support
cash, things or services, more than those should be received or rewarded in normal commercial practice; (7) supervises to prevent improper use of intermediary’s resources for wrongful action or support
transactions showing the issuer's relation with other persons who may have a conflict of interest, measures to prevent such conflicts and oversight of improper transfer of benefits, and (4) the management's
current situations by expanding the scope of protection and effectiveness as well as closing legal loopholes that could bring people damages or improper services. The regulations are proposed to be
Bangkok, 6 October 2016 ? The SEC has banned eight directors and executives of Nation Multimedia Group Public Company Limited (NMG) for having improper characteristics as specified in the SEC
trading LIVE shares and converting share warrants of the persons under (8) and (9). Case 2: Seeking improper benefits from the rental and buy-back of advertising billboards The persons under (1) - (3
-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains
jointly host a seminar on “Preventing, Deterring and Suppressing improper behaviors of listed companies” SEC amends regulations on reporting changes to the securities and derivatives holding by directors
jointly host a seminar on “Preventing, Deterring and Suppressing improper behaviors of listed companies” SEC amends regulations on reporting changes to the securities and derivatives holding by directors