management system; (7) Being able to show that it has established effective policy and measures for prevention of conflicts of interest, improper access to inside information among work units and personnel
to shareholders, or limits the rights to attend the meeting or the voting rights of the shareholders significantly; (8) the listed company is defective or improper regarding compliance with the
in Wood Veneer Project for more wood sourcing channels to supply wood in varied sizes. For improper sizes being produced for company products, they will be in wood veneer production process for sale
the capital market SEC, SET and IOD jointly host a seminar on “Preventing, Deterring and Suppressing improper behaviors of listed companies” SEC updates on the Strong Securities Issuers Project and law
assets; (b) Managing business in such a way that violates the law or fails to comply with the regulatory agency’s order or improper management of business; (c) Non-compliance of law, or unfair practice, or
) investment advisory company shall not undertake any improper act which may cause damage to the user of information, mutual fund, asset management company, or confidence in securities business or capital market
cause damage, financial insufficiency and defective or improper business operation; (2) the applicant’s shareholding structure clearly reflects the power of controlling shareholders and their interests
this Notification or has improper conducts, the SEC Office may order such person to rectify, act or omit from any act for compliance with this Notification. Clause 10 All notifications of the Office of
any derivatives broker violates or fails to comply with this Notification or rules set out by the derivatives broker for compliance with this Notification or has improper conducts, the SEC Office may