Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with
only approach to make sure that only audit engagements, for which the firms could execute with a high quality standard of work, are accepted. New client acceptance before the completion of risk
, derivatives contracts or other assets, execute a short sale, create any obligation or seek interest or benefit by other means, as the case may be, in accordance with the investment policy, objectives of the
management company shall carefully invest or seek benefit for a fund from securities, derivatives contracts or other assets, execute a short sale, create any obligation or seek interest or benefit by other
a fund from securities, derivatives contracts or other assets, execute a short sale, create any obligation or seek interest or benefit by other means, as the case may be, in accordance with the
(execute transaction) เพ่ือการส่งค าสั่งซื้อขายให้ลูกค้า ไม่อยู่ภายใต้การก ากับดูแลของแนวทางที่เสนอ เนื่องจากเป็นเพียงการอ านวยความสะดวกในการส่งค าสั่งซื้อขายหลักทรัพย์ทาง online โดยไม่มีการน า algorithm มา
digital asset business operators. Essentially, the proposed amendment would allow digital asset fund managers to apply for a quota to execute foreign exchange transactions with financial institutions in
financial status and evaluate the assets of Hero Experience. Sims based its evaluation on the Discounted Cash Flow Approach, assuming that the business has been operating for 9 years, which is the duration
and evaluate the assets of Hero Experience. Sims based its evaluation on the Discounted Cash Flow Approach, assuming that the business has been operating for 9 years on the area of 12,935 Square Meter
independent valuer, to verify financial status and evaluate the assets of Hero Experience. Sims based its evaluation on the Discounted Cash Flow Approach, assuming that the business has been operating for 9