system (KYC) that are appropriate to evaluate product risks against characteristics of each customer; - separate departments or personnel responsible for customer assets safekeeping from other operational
frameworks for recruitment of officers, remuneration determination, and evaluate the performance of the Board, the Capital Market Supervisory Board, the SEC office, the subcommittee and the Secretary-General
evaluate the quality risks, how many levels are determined, and what are the definitions for each level? For example, how many level of likelihood are there, and what are the definitions for each likelihood
business continuity management and plans; - have a customer onboarding and Know Your Customer system (KYC) that are appropriate to evaluate product risks against characteristics of each customer
., Ltd., whose shares are held by the Company’s major shareholder, has agreed to execute the following agreements with the Company (representing execution of the lease agreement in continuation of the
obligations pertaining to such transaction and to amend, agree upon, enter into and execute an asset purchase agreement with each purchaser. This transaction, the company expects to be completed within December
: Getabec Public Company Limited Lessor: Mrs. Nalin Mongkhonaripong 3. General Characteristics and Details of Connected Transactions The Company has agreed to execute the contract agreement with Mrs. Nalin
Sakkarin while in fact Sakkarin did not execute any purchase order of such shares. Later, Sakkarin lied to the client that his shares in the client's account had been sold with capital gain and he wanted his
doing, it is crucial for the 585 listed companies to execute serious anti-corruption measures, and the tangible, positive results thereof could set a good example for their peers and other business
execute foreign exchange transactions with financial institutions in https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9849 SEC advises the public to be cautious about using services of unlicensed