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The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial
In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business
lessen regulatory burden and further relief for businesses. At present, the reliefs include:(1) Branches of securities companies affected by flood and unable to provide services are allowed to temporarily
digital asset dealer.Compared to securities business, digital asset businesses have not yet expanded into digital asset advisory service and digital asset fund management. Earlier, securities companies
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of
and public limited companies. This notification will allow social enterprises to be able to make public offerings, whether by the enterprises or their shareholders, quicker, at lower costs. SEC
enterprises. The proposal is to alleviate obstacles in such securities offering and encourage private sectors and the public to participate more in national development in line with the government's policy
Bangkok, December 15, 2009 ? The SEC filed a criminal complaint against Grow Enterprises Co.,Ltd. (Grow), its executives and head of marketing team, namely Krissana Sukprasert, Kornchai