and active in enforcing the various rules and requirements under their jurisdiction. The State Enterprise Policy Office (SEPO) has continued its efforts to improve the governance of state owned
inform companies and their stakeholders about the benefits of implementing sound corporate governance practices. Moreover, in developing a corporate governance framework in each jurisdiction, national
stronger role in the over- sight of risk management policies as well as implementing effective remuneration policies. Priority 6: Shareholder engagement should be encouraged and facilitated, in particular by
compliance of rules; (5) supervising the internal control unit; (6) performing any other duties assigned by the SEC. In executing the duties under the first paragraph, the Audit Committee shall report to the
the purpose of law enforcement according to the authority of the three agencies. This includes executing the case with the fined person in a criminal case in order to effectively seize property or
to investors’ legal capacity in executing legal acts before providing services to prevent legal issues regarding a person’s capacity, which may have an impact on the legal acts between digital asset
sustainability-themed financial instruments and innovations, and a capacity building program on implementing the Taxonomy, etc. The meeting was convened at the SEC Building on 25 January 2024.
an order can be modified or cancelled Q3/2024 2.4 Enhance monitoring quality of securities companies • Ex., Implementing the Know Your Process (KYP) for foreign securities company clients / checking
Company Limited ("NEWS") by separating duties to executing buying or selling orders in a way of concealing and continuing, which caused the trading of such securities contradicted normal market
Corporation Public Company Limited ("NEWS") by separating duties to executing buying or selling orders in a way of concealing and continuing, which caused the trading of such securities contradicted