includes the following: IV. A mechanism should exist to require auditors to be subject to the discipline of an auditor oversight body that is independent of the audit profession, or, if a professional body

Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company

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that can start from the listed companies? initiatives (Self-Discipline), together with market and industry forces (Market-Discipline) while attempting to reduce issuance of regulations (Regulatory

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strategies for the development and promotion of duties and self-discipline within securities companies – a critical responsibility for everyone, including the board and management, customer service, risk

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