bar from serving as a director or executive in a securities issuing company between 23/07/2024 and 22/07/2025 - a bar from serving as a director or executive in a
Limited Between January 4, 2021 to July 31, 2021, Bitazza Company Limited (“Bitazza”), a digital asset broker, kept customers’ digital assets in digital wallets connected to the http://market.sec.or.th
AEC Securities Public Company Limited. Between May 16, 2019 and September 21, 2020, AEC Securities Public Company Limited., as a securities broker, failed to put in place a sufficient and effective
Mr. Pattanapong Tanumathaya Between December 22, 2005 and July 20, 2007, Mr. Pattanapong Tanumathaya failed to comply with rules specified by Securities and Exchange Commission. In this regard, Mr
Beyond Securities Public Company Limited Between December 20, 2018 and April 15, 2021 Beyond Securities Public Company Limited, a securities company, failed to comply with the rules, conditions and
Data Resources Asia Co., Ltd. Between July 2004 and 17 December 2004, Data Resources Asia Co., Ltd. with other alleged persons operated securities brokerage business, soliciting foreign clients to
Mr. Robert Edward Jowett Between July 2004 and 17 December 2004, Mr. Robert Edward Jowett with other alleged persons operated securities brokerage business, soliciting foreign clients to invest in
Mr. Chayanont Weerayuthkosol Between April 28, 2014 and May 30, 2014, Mr. Chayanont Weerayuthkosol continuously traded 19,469,100 shares of Senko (Thailand) Public Company Limited resulting in
Finnomena Mutual Fund Brokerage Securities Company Limited Between March 23, 2021 and March 15, 2022 Finnomena Mutual Fund Brokerage Securities Company Limited ("Finnomena"), a Securities
Civil Construction Services and Products Company Limited Between 19 July 2018 to 30 October 2020, Civil Construction Services and Products Company Limited (“CCSP”) offered for sale newly issued