Mr. Chayanont Weerayuthkosol Between April 28, 2014 and May 30, 2014, Mr. Chayanont Weerayuthkosol continuously traded 19,469,100 shares of Senko (Thailand) Public Company Limited resulting in
Finnomena Mutual Fund Brokerage Securities Company Limited Between March 23, 2021 and March 15, 2022 Finnomena Mutual Fund Brokerage Securities Company Limited ("Finnomena"), a Securities
Civil Construction Services and Products Company Limited Between 19 July 2018 to 30 October 2020, Civil Construction Services and Products Company Limited (“CCSP”) offered for sale newly issued
Family Corporation Company Limited Between August 11, 2017 and August 5, 2020 Family Corporation Company Limited offered for sale newly issued securities in the category of promissory note without
Kasikornbank Public Company Limited Between May 30, 2021 and July 18, 2023 Kasikornbank Public Company Limited (“KBANK”) as a securities underwriter, failed to comply with the rules, conditions and
Data Resources Asia Co., Ltd. Between July 2004 and 17 December 2004, Data Resources Asia Co., Ltd. with other alleged persons operated securities brokerage business, soliciting foreign clients to
Mr. Robert Edward Jowett Between July 2004 and 17 December 2004, Mr. Robert Edward Jowett with other alleged persons operated securities brokerage business, soliciting foreign clients to invest in
/2021 Dated 21/12/2021 Bitazza Company Limited Between January 4, 2021 to July 31, 2021, Bitazza Company Limited (“Bitazza”), a digital asset broker, kept customers’ digital assets in digital wallets
Limited Between January 4, 2021 to July 31, 2021, Bitazza Company Limited (“Bitazza”), a digital asset broker, kept customers’ digital assets in digital wallets connected to the http://market.sec.or.th