mutual funds with investment in derivatives, hybrid securities, structured notes, and derivatives.***Phisit’s application for obtaining SEC approval to be personnel in the capital market business during

collaborates with partners across various sectors to support registered companies in Thailand, especially medium and small-sized companies, throughout the Thai supply chain. They also provide transparent

units of mutual funds with investment in derivatives, hybrid securities, and structured notes. ***Saowarat’s application for obtaining SEC approval to be personnel in the capital market business during

Toolkits to support business towards achieving the SDGs SEC Classification : ใชภ้ายใน (Internal) SEC Classification : ใชภ้ายใน (Internal) Toolkits to support business towards achieving the SDGs SEC

Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on the proposed drafted to the regulations concerning the approval process for a capital market

The SEC approved 3 draft rules and regulations of the Stock Exchange of Thailand (SET) concerning (1) listing of ordinary shares or preferred shares as listed securities, (2) listing of securities in ?Market for Alternative Investment?, and (3) prohibiting companies? executives or shareholders and related persons from selling shares and securities within the specified period of time.

will monitor the progress of the ongoing legal proceedings and collaborate fully with relevant agencies in subsequent processes after the filing of the criminal complaint to support law enforcement

matter to the shareholders’ meeting for further consideration and approval; 2. Approved the amendment of Clause 4 of the Memorandum of Association of the Company to be in line with the reduction of the

With the case referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that the four offenders, namely (1) Mr. Win Udomrachtavanich, (2) Mr. Ratachai