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With the case referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that the four offenders, namely (1) Mr. Win Udomrachtavanich, (2) Mr. Ratachai

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10454

SEC’s public hearing on the draft amendments to the notification regarding the approval of auditors

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=697

SEC Thailand public hearing on drafted regulations on granting of approval for derivatives regulatory association

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=943

SEC’s public hearing on proposed principles and draft regulations on Approval of Newly Issued Shares by Holding Company.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=869

SEC Thailand’s public hearing on the proposed amendments to fast track approval for mutual fund establishment regulations

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=929

SEC Thailand’s public hearing on the amendments of Digital Asset Exchange rules (Exchange rules) and the approval process

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=1004

Criminal Complaint Filed with an Inquiry Official Dated 02/10/2018

Ronghui International Service Co., Ltd. Ronghui International Service Co., Ltd. offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC

http://market.sec.or.th/public/idisc/en/Enforce

Criminal Complaint Filed with an Inquiry Official Dated 04/04/2022

Thai Canal Rich Company Limited Thai Canal Rich Company Limited offered for sale of newly issued shares in the form of general or to the public without approval from the SEC office. SEC Act S

http://market.sec.or.th/public/idisc/en/Enforce

Criminal Complaint Filed with an Inquiry Official Dated 03/08/2022

Vorakit Construction Company Limited Vorakit Construction Company Limited offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office

http://market.sec.or.th/public/idisc/en/Enforce

Criminal Complaint Filed with an Inquiry Official Dated 29/09/2022

SAMART TRAFFIC COMPANY LIMITED (SMT) SAMART TRAFFIC COMPANY LIMITED (SMT) offered for sale newly issued securities in the category of debentures and bills without obtaining an approval from the SEC

http://market.sec.or.th/public/idisc/en/Enforce