and executives are subject additional disclosure only in case of simultanous holding of similar positions at other listed companies. This requirement also applies to independent directors who provide

SEC Secretary-General Ruenvadee Suwanmongkol said that the relief measure for issuers of all types of securities applies to the annual registration statement fee (annual fee) that is due in 2020

accommodate the HK-TH MRF project. In this regard, SEC applies the same principles for supervising the ASEAN Collective Investment Schemes (ASEAN CIS) and the Asia Region Funds Passport (ARFP), for which

repurchased shares is efficient and cost-effective. Essentially, the proposed amendment applies to:    (1) RO of repurchased shares under a similar principle for supervision of an offering of newly issued

Report on the Observance of Standards and Codes (ROSC) CORPORATE GOVERNANCE COUNTRY ASSESSMENT Thailand JANUARY 2013 Report on the Observance of Standards and Codes (ROSC) CORPORATE GOVERNANCE COUNTRY ASSESSMENT Thailand January 2013 Acknowledgements This assessment of corporate governance in Thailand has been prepared by David Robinett, Ratchada Anantavrasilpa, and Catherine Hickey of the World Bank Global Capital Markets Practice, as part of the Reports on Observance of Standards and Codes Pro...

business related information technology and its uses in business management. The details of the transaction can be summarized as follows:- 1. Transaction date : 13 August 2018 2. Parties involved: Service

to the public and he has access by virtue of his office or position and acts in a way as to take advantage of other persons as follows: (1) uses the information on PTL’s performance in the standalone

, billion USD Supranational North America Latin America Europe Asia-Pacific Africa 6 adjusting it to their specific capabilities. It also employs a so-called traffic light system that distinguishes between

required to set up an efficient complaint handling system in support of daily operation. Concurrently, the SEC employs a risk based approach to scheduled and/or random inspection as well as case-by-case

to extend the applicability of the provisions of this Division to any other categories of derivatives business operators. SECTION 32. In this Division, (1) “customer” means any person who uses the